| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | Rep | 證券交易 | 2019-07-16 | 2021-06-30 |
| CMB International Securities Limited | Rep | 證券交易 | 2010-09-24 | 2021-06-30 |
| CMB International Capital Holdings Corporation Limited | Rep | 證券交易 | 2009-07-20 | 2010-11-16 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2008-01-28 | 2009-07-08 |
| Rep | 證券交易 | 2007-07-13 | 2007-08-31 |