| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-06-29 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-12-01 | 2017-06-30 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2015-02-12 | 2015-11-13 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2012-05-23 | 2012-12-10 |
| Rep | 就證券提供意見 | 2012-05-23 | 2015-02-05 | |
| CMB International Securities Limited | Rep | 證券交易 | 2011-06-22 | 2012-05-05 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-02-19 | 2009-07-16 |
已採集記錄中暫無金管局登記。