| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SIRIUS CAPITAL PARTNERS PRIVATE LIMITED | RO | 證券交易 | 2025-11-12 | - |
| RO | 提供資產管理 | 2024-11-18 | - | |
| RO | 就證券提供意見 | 2024-05-14 | - | |
| Rep | 就證券提供意見 | 2024-02-14 | 2024-05-14 | |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2022-10-13 | 2024-01-13 |
| Rep | 提供資產管理 | 2022-10-13 | 2024-01-13 | |
| AN QIAO INVESTMENT (HONG KONG) LIMITED | RO | 就證券提供意見 | 2019-08-05 | 2022-04-05 |
| RO | 提供資產管理 | 2019-08-05 | 2022-04-05 | |
| RO | 證券交易 | 2019-08-05 | 2022-04-05 | |
| Bravia Capital Advisors (HK) Limited | RO | 就證券提供意見 | 2016-10-12 | 2017-10-31 |
| RO | 證券交易 | 2016-10-12 | 2017-10-31 | |
| TCW ASIA LIMITED | Rep | 證券交易 | 2013-12-06 | 2015-05-31 |
| Samena Capital Hong Kong Limited | RO | 就證券提供意見 | 2009-09-01 | 2013-08-16 |
| RO | 提供資產管理 | 2009-09-01 | 2013-08-16 | |
| AN QIAO INVESTMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-06-28 | 2009-08-31 |
| Rep | 提供資產管理 | 2006-06-28 | 2009-08-31 | |
| RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | 就證券提供意見 | 2005-07-19 | 2006-05-01 |
| RO | 提供資產管理 | 2005-07-19 | 2006-05-01 | |
| SAIL ADVISORS LIMITED | RO | 就證券提供意見 | 2004-12-06 | 2005-03-08 |
| RO | 提供資產管理 | 2004-05-17 | 2005-03-08 |
已採集記錄中暫無金管局登記。