| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期貨合約交易 | 2016-06-03 | - |
| Rep | 證券交易 | 2016-06-03 | - | |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2016-04-26 | 2016-05-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 就證券提供意見 | 2016-04-26 | 2016-05-12 |
| Rep | 證券交易 | 2016-04-26 | 2016-05-12 | |
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | 提供資產管理 | 2011-08-08 | 2013-04-28 |