| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA RAILWAY & AVIATION SECURITIES LIMITED | RO | 就證券提供意見 | 2023-12-04 | - |
| RO | 提供資產管理 | 2023-12-04 | - | |
| RO | 證券交易 | 2023-12-04 | - | |
| A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2022-03-03 | 2022-11-19 |
| RO | 提供資產管理 | 2022-03-03 | 2022-11-19 | |
| RO | 證券交易 | 2022-03-03 | 2022-11-19 | |
| Guochuang Securities Financial Holding Group Co., Limited | RO | 證券交易 | 2020-10-30 | 2021-11-14 |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2019-06-24 | 2019-09-27 |
| SKYVAST SECURITIES LIMITED | RO | 證券交易 | 2019-01-15 | 2019-09-25 |
| SKYVAST ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2018-03-29 | 2019-06-24 |
| SKYVAST SECURITIES LIMITED | Rep | 證券交易 | 2018-03-14 | 2019-01-15 |
| CVP Securities Limited | Rep | 期貨合約交易 | 2017-04-12 | 2017-11-16 |
| Rep | 證券交易 | 2017-04-12 | 2017-11-16 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 證券交易 | 2014-02-17 | 2014-05-16 |
| CNI Securities Group Limited | Rep | 證券交易 | 2013-03-12 | 2013-08-19 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2012-12-19 | 2013-02-08 |
| CNI Securities Group Limited | Rep | 證券交易 | 2010-05-14 | 2012-10-10 |
已採集記錄中暫無金管局登記。