| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GigaMoney Limited | Rep | 證券交易 | 2012-01-06 | 2013-04-21 |
| HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2012-01-06 | 2013-04-21 |
| CNI Securities Group Limited | Rep | 證券交易 | 2010-04-13 | 2011-12-14 |
| GBS INTERNATIONAL FINANCIAL LIMITED | Rep | 期貨合約交易 | 2010-03-19 | 2010-08-18 |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2009-10-29 | 2009-12-08 |