| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-06-24 | 2015-08-31 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-06-24 | 2015-08-31 |
| North Beta International Securities Limited | Rep | 證券交易 | 2010-05-27 | 2015-05-29 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2009-10-06 | 2010-05-11 |