| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUMEN INNOVATION ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2025-09-15 | 2025-09-19 |
| RO | 提供資產管理 | 2025-09-15 | 2025-09-19 | |
| Snow Lake Capital (HK) Limited | RO | 就證券提供意見 | 2019-06-14 | 2023-01-31 |
| RO | 提供資產管理 | 2013-08-26 | 2023-01-31 | |
| Rep | 提供資產管理 | 2012-08-31 | 2013-08-26 | |
| ConvergEx Asia Pacific Limited | RO | 證券交易 | 2010-12-03 | 2012-05-10 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2009-01-29 | 2010-10-30 |
| CLSA LIMITED | Rep | 證券交易 | 2007-08-29 | 2009-01-23 |
| AM Squared Limited | Rep | 提供資產管理 | 2007-01-10 | 2007-02-12 |