| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-12-14 | 2021-04-26 |
| Quam Securities Limited | Rep | 證券交易 | 2014-04-25 | 2016-03-10 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2013-02-05 | 2014-03-05 |
| Tyche Group Limited | Rep | 就證券提供意見 | 2012-02-07 | 2013-01-11 |
| Rep | 提供資產管理 | 2012-02-07 | 2013-01-11 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-07-23 | 2011-12-16 |
| Rep | 就證券提供意見 | 2009-11-11 | 2010-05-11 |