| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2017-12-28 | - |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2011-08-30 | 2017-09-10 |
| IAM LEGACY LIMITED | Rep | 就證券提供意見 | 2011-06-01 | 2011-07-11 |
| JS SECURITIES LIMITED (HK) | Rep | 證券交易 | 2011-06-01 | 2011-07-11 |
| WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-07-27 | 2011-04-11 |
已採集記錄中暫無金管局登記。