| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Lion Global Financial Limited | Rep | 提供資產管理 | 2015-04-01 | 2017-06-30 |
| Rep | 證券交易 | 2012-05-07 | 2015-03-31 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2011-01-12 | 2012-01-10 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-09 | 2011-12-30 |
| Rep | 就證券提供意見 | 2004-12-08 | 2010-06-09 |