| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | RO | 證券交易 | 2018-07-04 | 2019-08-30 |
| Rep | 證券交易 | 2018-05-30 | 2018-07-04 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2013-10-21 | 2017-05-01 |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2012-08-15 | 2013-09-19 |
| Rep | 提供資產管理 | 2012-07-26 | 2013-09-19 | |
| Rep | 證券交易 | 2012-03-20 | 2013-09-19 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-21 | 2011-12-01 |
| Rep | 就證券提供意見 | 2009-01-05 | 2010-06-21 |