| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sun International Investment Services Limited | Rep | 證券交易 | 2017-01-03 | 2017-05-18 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2015-10-08 | 2016-12-30 |
| Rep | 證券交易 | 2014-10-27 | 2016-12-30 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2011-01-12 | 2014-06-03 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2009-08-11 | 2014-07-10 |
| Rep | 就證券提供意見 | 2004-06-28 | 2010-06-02 |