| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2017-07-24 | - |
| Rep | 證券交易 | 2017-07-24 | - | |
| Lion Global Financial Limited | RO | 證券交易 | 2013-12-06 | 2015-03-31 |
| Rep | 證券交易 | 2013-10-16 | 2013-12-06 | |
| Rep | 提供資產管理 | 2013-10-16 | 2017-06-30 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2012-11-01 | 2013-07-08 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2007-10-27 | 2013-07-08 |
| Rep | 就證券提供意見 | 2003-12-16 | 2010-06-02 |
已採集記錄中暫無金管局登記。