| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2018-04-18 | 2018-10-15 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-17 | 2018-01-25 |
| Rep | 就證券提供意見 | 2008-03-11 | 2010-06-17 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-07-26 | 2007-12-25 |