| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sun International Investment Services Limited | Rep | 就證券提供意見 | 2017-09-04 | 2018-08-10 |
| Rep | 證券交易 | 2017-07-31 | 2018-08-10 | |
| GEO Securities Limited | Rep | 證券交易 | 2014-09-04 | 2016-05-25 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-10 | 2014-05-29 |
| Rep | 就證券提供意見 | 2009-05-04 | 2010-06-10 |