| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2011-01-12 | 2012-04-01 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-02 | 2018-04-30 |
| Rep | 就證券提供意見 | 2009-04-29 | 2010-06-02 | |
| ABCI Securities Company Limited | Rep | 證券交易 | 2007-09-12 | 2009-01-01 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 提供自動化交易服務 | - | 2003-08-26 |
| Rep | 就機構融資提供意見 | - | 2003-12-22 | |
| Rep | 就證券提供意見 | - | 2003-12-22 | |
| Rep | 提供資產管理 | - | 2003-12-22 | |
| Rep | 證券交易 | - | 2007-08-25 |