| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-05-13 | - |
| Rep | 提供資產管理 | 2025-05-13 | - | |
| Rep | 期貨合約交易 | 2025-05-13 | - | |
| Rep | 證券交易 | 2025-05-13 | - | |
| RO | 就證券提供意見 | 2019-05-14 | 2022-04-18 | |
| RO | 證券交易 | 2019-05-14 | 2022-04-18 | |
| Rep | 就證券提供意見 | 2018-10-15 | 2019-05-14 | |
| Rep | 提供資產管理 | 2018-10-15 | 2022-04-18 | |
| Rep | 期貨合約交易 | 2018-10-15 | 2022-04-18 | |
| Rep | 證券交易 | 2018-09-05 | 2019-05-14 | |
| iTrade Securities Investment Limited | Rep | 證券交易 | 2018-04-27 | 2018-08-01 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2007-09-12 | 2017-11-22 |
| Rep | 就證券提供意見 | 2007-06-22 | 2017-11-22 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-30 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-30 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-05 | |
| Rep | 證券交易 | 2003-04-01 | 2004-07-05 |
已採集記錄中暫無金管局登記。