| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2024-12-19 | - |
| Rep | 提供資產管理 | 2024-12-19 | - | |
| Rep | 證券交易 | 2024-12-19 | - | |
| Crosby Securities Limited | Rep | 就證券提供意見 | 2024-03-22 | 2024-12-05 |
| Rep | 提供資產管理 | 2024-03-22 | 2024-12-05 | |
| Rep | 證券交易 | 2024-03-22 | 2024-12-05 | |
| Venture Smart Asia Limited | Rep | 就證券提供意見 | 2019-03-28 | 2024-03-21 |
| Rep | 提供資產管理 | 2019-03-28 | 2024-03-21 | |
| Rep | 證券交易 | 2016-08-22 | 2024-03-21 | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2014-08-06 | 2016-07-30 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-18 | 2014-07-16 |
| Rep | 就證券提供意見 | 2003-04-01 | 2010-06-18 |
已採集記錄中暫無金管局登記。