| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2011-08-29 | 2018-01-25 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2009-12-08 | 2011-04-30 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-12-08 | 2011-04-30 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2007-09-27 | 2008-03-27 |