| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2023-07-28 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2022-01-28 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2021-11-11 | - |
| Rep | 證券交易 | 2021-11-11 | - | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2013-09-26 | 2014-06-03 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-03 | 2014-07-19 |
| Rep | 就證券提供意見 | 2008-11-17 | 2010-06-03 |