| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2020-10-08 | - |
| Rep | 證券交易 | 2020-10-08 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2020-10-08 | - |
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2019-02-19 | 2020-09-25 |
| Rep | 就證券提供意見 | 2018-04-03 | 2020-09-25 | |
| China Securities (International) Asset Management Company Limited | Rep | 就證券提供意見 | 2017-08-08 | 2020-09-25 |
| Rep | 提供資產管理 | 2017-08-08 | 2020-09-25 | |
| China Securities (International) Brokerage Company Limited | Rep | 期貨合約交易 | 2015-09-14 | 2020-09-25 |
| Rep | 證券交易 | 2015-09-14 | 2020-09-25 | |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-07-24 | 2015-08-03 |
| Rep | 就證券提供意見 | 2012-04-17 | 2015-08-03 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-05-31 | 2012-02-17 |
| Rep | 就證券提供意見 | 2009-12-29 | 2010-05-31 |
已採集記錄中暫無金管局登記。