| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WRise Prestige Asset Management Limited | RO | 就證券提供意見 | 2024-11-06 | - |
| RO | 提供資產管理 | 2024-11-06 | - | |
| WRise Prestige Securities Limited | RO | 證券交易 | 2024-11-06 | - |
| WRise Prestige Asset Management Limited | Rep | 就證券提供意見 | 2024-09-25 | 2024-11-06 |
| Rep | 提供資產管理 | 2024-09-25 | 2024-11-06 | |
| WRise Prestige Securities Limited | Rep | 證券交易 | 2024-09-25 | 2024-11-06 |
| JAKOTA ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2023-07-25 | 2024-07-01 |
| RO | 就證券提供意見 | 2022-10-05 | 2024-07-01 | |
| RO | 證券交易 | 2022-10-05 | 2024-07-01 | |
| Rep | 提供資產管理 | 2021-03-31 | 2023-07-25 | |
| JAKOTA SECURITIES GROUP LIMITED | RO | 證券交易 | 2019-01-16 | 2024-07-01 |
| Rep | 證券交易 | 2018-04-25 | 2019-01-16 | |
| Rep | 就證券提供意見 | 2018-04-25 | 2024-07-01 | |
| Sun International Investment Services Limited | Rep | 就證券提供意見 | 2017-08-31 | 2018-03-15 |
| RO | 證券交易 | 2017-08-31 | 2018-03-15 | |
| Rep | 證券交易 | 2017-01-03 | 2017-08-31 | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2014-10-27 | 2016-12-30 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2009-08-11 | 2014-06-30 |
| Rep | 就證券提供意見 | 2004-12-02 | 2010-05-27 |
已採集記錄中暫無金管局登記。