| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-05-31 | 2021-09-20 |
| Rep | 就證券提供意見 | 2008-03-12 | 2010-05-31 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2003-09-03 | 2003-12-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2003-09-03 | 2003-12-24 |