| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zhong Wang Capital Partners Limited | RO | 就證券提供意見 | 2024-05-30 | - |
| RO | 提供資產管理 | 2024-05-30 | - | |
| MOUETTE SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2022-09-23 | 2024-03-08 |
| RO | 提供資產管理 | 2022-09-23 | 2024-03-08 | |
| RO | 證券交易 | 2022-09-23 | 2024-03-08 | |
| Rep | 就證券提供意見 | 2022-08-03 | 2022-09-23 | |
| Rep | 提供資產管理 | 2022-08-03 | 2022-09-23 | |
| Rep | 證券交易 | 2022-08-03 | 2022-09-23 | |
| Glory Sun Securities Limited | RO | 就證券提供意見 | 2017-04-10 | 2022-06-17 |
| RO | 提供資產管理 | 2017-04-10 | 2022-06-17 | |
| RO | 期貨合約交易 | 2016-05-31 | 2022-06-17 | |
| RO | 證券交易 | 2016-05-31 | 2022-06-17 | |
| Rep | 期貨合約交易 | 2016-05-11 | 2016-05-31 | |
| Rep | 證券交易 | 2016-05-11 | 2016-05-31 | |
| Rep | 提供資產管理 | 2016-05-11 | 2017-04-10 | |
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2015-01-27 | 2016-04-30 |
| CELESTIAL COMMODITIES LIMITED | RO | 期貨合約交易 | 2014-10-24 | 2016-04-30 |
| CELESTIAL SECURITIES LIMITED | RO | 證券交易 | 2014-10-24 | 2016-04-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2014-09-19 | 2014-10-24 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2014-09-19 | 2014-10-24 |
| Nerico Brothers Limited (HK) | RO | 期貨合約交易 | 2012-12-14 | 2014-03-17 |
| RO | 證券交易 | 2012-12-14 | 2014-03-17 | |
| Rep | 期貨合約交易 | 2012-11-07 | 2012-12-14 | |
| Rep | 證券交易 | 2012-11-07 | 2012-12-14 | |
| Rep | 槓桿式外匯交易 | 2012-11-07 | 2014-03-17 | |
| Glory Sun Securities Limited | RO | 期貨合約交易 | 2012-09-18 | 2012-10-10 |
| RO | 證券交易 | 2012-07-26 | 2012-10-10 | |
| Rep | 證券交易 | 2011-11-25 | 2012-07-26 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2011-03-08 | 2011-11-19 |
| Rep | 證券交易 | 2011-03-08 | 2011-11-19 | |
| CELESTIAL SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2010-02-08 | 2011-03-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-10-06 | 2011-03-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-10-06 | 2011-03-01 |
| ENLIGHTEN FUTURES LIMITED | Rep | 期貨合約交易 | 2009-03-25 | 2009-09-21 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2009-03-25 | 2009-09-21 |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2007-04-10 | 2009-03-13 |
| CELESTIAL SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2005-10-25 | 2009-03-13 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2005-08-05 | 2009-03-13 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2005-08-05 | 2009-03-13 |
已採集記錄中暫無金管局登記。