| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期貨合約提供意見 | 2015-10-29 | - |
| Rep | 就證券提供意見 | 2015-09-25 | - | |
| Rep | 期貨合約交易 | 2015-03-27 | - | |
| Rep | 證券交易 | 2015-03-27 | - | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-05-12 | 2015-03-07 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2011-05-12 | 2015-03-07 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2011-05-12 | 2015-03-07 |
已採集記錄中暫無金管局登記。