| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 槓桿式外匯交易 | 2013-07-24 | 2015-09-07 |
| Rep | 期貨合約交易 | 2013-05-06 | 2015-09-07 | |
| Rep | 證券交易 | 2013-05-06 | 2015-09-07 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-08-23 | 2013-04-12 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2010-08-23 | 2013-04-12 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-08-23 | 2013-04-12 |