Personnel Hong Kong SFC License Details (ID 76876)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CHOCOLATE FINANCE HK LIMITED	RO	就證券提供意見	2025-12-11	-
	RO	提供資產管理	2025-12-11	-
	RO	證券交易	2025-12-11	-
	Rep	就證券提供意見	2025-11-10	2025-12-11
	Rep	提供資產管理	2025-11-10	2025-12-11
	Rep	證券交易	2025-11-10	2025-12-11
Mint Capital Limited (HK)	RO	就證券提供意見	2025-09-17	2025-10-03
	RO	提供資產管理	2025-09-17	2025-10-03
Pulun International Asset Management Limited	RO	提供資產管理	2020-10-16	2025-09-12
	Rep	提供資產管理	2018-08-28	2020-10-16
Pulun International Securities Limited	RO	就證券提供意見	2016-12-05	2025-09-12
	RO	證券交易	2016-12-05	2025-09-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2016-07-01	2016-10-07
	Rep	證券交易	2009-05-13	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2009-05-13	2016-10-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2009-05-13	2016-06-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	就期貨合約提供意見	2007-11-23	2009-05-01
	Rep	期貨合約交易	2007-11-23	2009-05-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2007-11-23	2009-05-01
FT Securities Limited	Rep	就期貨合約提供意見	2007-03-15	2007-11-10
	Rep	期貨合約交易	2007-03-15	2007-11-10
	Rep	證券交易	2007-03-15	2007-11-10
PHILLIP COMMODITIES (HK) LIMITED	Rep	槓桿式外匯交易	2005-06-21	2007-03-03
	Rep	就期貨合約提供意見	2004-11-02	2007-03-03
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	就證券提供意見	2004-06-09	2007-03-03
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2003-12-04	2007-03-03
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2003-12-04	2007-03-03