| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-07-01 | - |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2016-06-20 | 2016-06-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 提供自動化交易服務 | 2003-07-29 | 2004-06-08 |
| Rep | 證券交易 | 2003-07-29 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2003-04-01 | - |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-07-28 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-28 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2003-07-28 |
| RO | 就證券提供意見 | 2003-04-01 | 2003-07-28 |
| RO | 提供資產管理 | 2003-04-01 | 2003-07-28 |
| RO | 提供自動化交易服務 | 2003-04-01 | 2004-06-08 |
| RO | 證券交易 | 2003-04-01 | 2016-06-20 |