| LiquidityTech Limited | Rep | 就期貨合約提供意見 | 2026-07-15 | - |
| RO | 就證券提供意見 | 2026-07-15 | - |
| RO | 提供資產管理 | 2026-07-15 | - |
| RO | 期貨合約交易 | 2026-07-15 | - |
| RO | 證券交易 | 2026-07-15 | - |
| Rep | 就證券提供意見 | 2026-05-29 | 2026-07-15 |
| Rep | 提供資產管理 | 2026-05-29 | 2026-07-15 |
| Greenland (Asia) Securities Co., Limited | Rep | 就證券提供意見 | 2025-06-25 | 2025-06-25 |
| Rep | 提供資產管理 | 2025-06-25 | 2025-06-25 |
| RO | 就證券提供意見 | 2025-06-25 | 2026-04-12 |
| RO | 提供資產管理 | 2025-06-25 | 2026-04-12 |
| Hash Blockchain Limited | Rep | 提供自動化交易服務 | 2024-02-06 | 2024-09-30 |
| Rep | 證券交易 | 2024-01-05 | 2024-09-30 |
| HBS (Hong Kong) Limited | RO | 就證券提供意見 | 2023-10-04 | 2024-09-30 |
| RO | 證券交易 | 2023-10-04 | 2024-09-30 |
| Planetree Asset Management Limited (HK) | RO | 提供資產管理 | 2023-01-17 | 2023-06-30 |
| Planetree Discount Lending Limited | RO | 提供證券保證金融資 | 2023-01-17 | 2023-06-30 |
| Planetree Futures Limited | RO | 期貨合約交易 | 2023-01-17 | 2023-06-30 |
| Planetree Securities Limited | RO | 提供自動化交易服務 | 2023-01-17 | 2023-06-30 |
| RO | 證券交易 | 2023-01-17 | 2023-06-30 |
| Planetree Asset Management Limited (HK) | Rep | 提供資產管理 | 2022-11-16 | 2023-01-17 |
| Planetree Securities Limited | Rep | 證券交易 | 2022-11-16 | 2023-01-17 |
| Zircon Securities (HK) Limited | RO | 就證券提供意見 | 2021-09-10 | 2022-10-31 |
| RO | 提供資產管理 | 2021-09-10 | 2022-10-31 |
| RO | 證券交易 | 2021-09-10 | 2022-10-31 |
| Pulun International Asset Management Limited | RO | 提供資產管理 | 2019-08-19 | 2020-10-05 |
| Rep | 提供資產管理 | 2018-09-10 | 2019-08-19 |
| Pulun International Securities Limited | RO | 就證券提供意見 | 2017-08-14 | 2020-10-05 |
| RO | 證券交易 | 2017-08-14 | 2020-10-05 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-07-01 | 2017-08-12 |
| Rep | 證券交易 | 2008-06-19 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2008-06-19 | 2017-08-12 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2008-06-19 | 2016-06-30 |
| CES International Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-10-09 | 2008-02-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-10-09 | 2008-02-01 |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2006-07-27 | 2007-09-10 |
| Rep | 期貨合約交易 | 2006-07-26 | 2007-09-10 |
| Rep | 證券交易 | 2006-07-26 | 2007-09-10 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-09-08 | 2006-07-22 |
| KGI ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-08 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-08 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-08 |
| Rep | 證券交易 | 2003-04-01 | 2006-07-22 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-09-08 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-08 |
| Rep | 期貨合約交易 | 2003-04-01 | 2006-07-22 |