| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2020-01-07 | 2025-05-29 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2019-12-02 | - |
| Hong Tai Securities Limited | Rep | 就證券提供意見 | 2019-10-14 | 2019-11-15 |
| Rep | 證券交易 | 2019-09-16 | 2019-11-15 | |
| Minerva Holding Financial Securities Limited | Rep | 證券交易 | 2018-08-09 | 2019-06-06 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2016-05-25 | 2018-07-28 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2016-02-04 | 2018-07-28 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-06-01 | 2011-10-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2009-06-01 | 2011-10-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-06-01 | 2011-10-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-07-20 | 2006-11-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-04-19 | 2006-11-30 |
金管局記錄暫時無法載入，請稍後重試。