| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-07-01 | - |
| Rep | 證券交易 | 2009-03-06 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2009-03-06 | - |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-03-06 | 2016-06-30 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2005-02-14 | 2009-02-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-02-14 | 2009-02-26 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2004-10-28 | 2005-02-04 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2004-10-28 | 2005-02-04 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2004-05-19 | 2004-10-26 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2004-05-19 | 2004-10-26 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2004-05-19 | 2004-10-26 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-05-06 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-06 |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-05-07 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-06 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-06 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-06 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-05-06 |
| Rep | 證券交易 | 2003-04-01 | 2004-05-07 |