| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 槓桿式外匯交易 | 2025-07-07 | - |
| RO | 就期貨合約提供意見 | 2021-11-04 | - | |
| RO | 就證券提供意見 | 2021-11-04 | - | |
| RO | 期貨合約交易 | 2021-11-04 | - | |
| RO | 證券交易 | 2021-11-04 | - | |
| Rep | 期貨合約交易 | 2020-08-27 | 2021-11-04 | |
| Rep | 證券交易 | 2020-08-27 | 2021-11-04 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2020-08-02 |
| Rep | 證券交易 | 2015-11-04 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-11-04 | 2020-08-02 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2009-01-15 | 2015-10-18 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2008-03-10 | 2015-10-18 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2008-03-10 | 2015-10-18 |
金管局記錄暫時無法載入，請稍後重試。