| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2026-08-10 | - |
| UX SECURITIES LIMITED | RO | 就證券提供意見 | 2017-12-12 | 2023-10-30 |
| RO | 證券交易 | 2017-12-12 | 2023-10-30 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2017-12-05 |
| Rep | 證券交易 | 2013-08-27 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-08-27 | 2017-12-05 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-05-13 | 2013-08-09 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2009-05-13 | 2013-08-09 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-05-13 | 2013-08-09 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-07-11 | 2009-05-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-07-11 | 2009-05-01 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2007-12-04 | 2008-06-27 |
| Rep | 證券交易 | 2007-12-04 | 2008-06-27 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-01-10 | 2007-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-01-10 | 2007-11-30 |
金管局記錄暫時無法載入，請稍後重試。