| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-10-06 | 2011-09-14 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2010-10-06 | 2011-09-14 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-10-06 | 2011-09-14 |
| HSBC BROKING (CHINA) LIMITED | Rep | 證券交易 | 2006-06-01 | 2010-04-09 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2006-06-01 | 2010-04-09 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-06-01 | 2010-04-09 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-06-01 | 2010-04-09 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-06-01 | 2010-04-09 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-10-22 | 2006-03-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-10-22 | 2006-03-14 |