| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2016-07-01 | 2017-06-22 |
| Rep | 證券交易 | 2016-07-01 | 2017-06-22 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2006-11-21 | 2017-06-22 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2005-11-28 | 2016-06-30 |
| Rep | 證券交易 | 2005-11-04 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2005-11-04 | 2016-06-30 |
| Quam Securities Limited | Rep | 證券交易 | 2005-08-12 | 2005-11-01 |