| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | 證券交易 | 2024-02-08 | - |
| KGI FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2024-02-08 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2023-12-20 | 2024-02-08 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-12-20 | 2024-02-08 |
| VALUABLE CAPITAL LIMITED | Rep | 期貨合約交易 | 2023-10-03 | 2023-12-06 |
| Rep | 證券交易 | 2023-10-03 | 2023-12-06 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2023-08-31 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2016-03-14 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2014-07-21 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-07-21 | 2023-08-31 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-12-20 | 2014-05-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-12-20 | 2014-05-30 |
已採集記錄中暫無金管局登記。