| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2013-11-22 | 2020-11-26 |
| Rep | 證券交易 | 2013-11-22 | 2020-11-26 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-06-23 | 2013-11-05 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-06-23 | 2013-11-05 |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 證券交易 | 2007-04-02 | 2010-06-21 |