| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就證券提供意見 | 2018-01-08 | - |
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2013-11-29 | 2017-11-20 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就證券提供意見 | 2013-08-28 | 2013-11-21 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2011-08-08 | 2013-08-19 |
| iFAST Financial (HK) Limited | Rep | 就證券提供意見 | 2009-09-08 | 2011-07-28 |