Tang, Yu Lam 鄧榆霖
證監會中央編號:AVG579
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2025-08-25 | - |
| Rep | 就證券提供意見 | 2022-03-17 | - | |
| Rep | 提供資產管理 | 2022-03-17 | - | |
| Rep | 證券交易 | 2022-03-17 | - | |
| CIFM Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2019-02-15 | 2020-09-27 |
| Rep | 提供資產管理 | 2019-02-15 | 2020-09-27 | |
| Rep | 證券交易 | 2019-02-15 | 2020-09-27 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 提供資產管理 | 2018-01-04 | 2018-11-23 |
| Rep | 就證券提供意見 | 2014-02-21 | 2018-11-23 | |
| Rep | 證券交易 | 2013-06-24 | 2018-11-23 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-05-28 | 2013-05-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-05-28 | 2013-05-01 |