| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2015-03-09 | 2015-11-12 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2006-03-15 | 2014-10-01 |
| Rep | 證券交易 | 2006-03-15 | 2014-10-01 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2006-03-15 | 2014-10-01 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2005-03-11 | 2005-10-03 |
| Rep | 證券交易 | 2005-03-11 | 2005-10-03 |