| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | 期貨合約交易 | 2024-02-26 | - |
| Funderstone Securities Limited | Rep | 證券交易 | 2024-02-26 | - |
| CORPORATE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-01-17 | 2023-01-17 |
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2009-09-10 | 2023-01-17 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2009-05-25 | 2009-08-21 |
| SINOMAX SECURITIES LIMITED | Rep | 證券交易 | 2007-09-17 | 2009-01-30 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2006-07-17 | 2007-08-15 |