| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | RO | 證券交易 | 2023-08-09 | - |
| CORPORATE COMMODITIES LIMITED | RO | 期貨合約交易 | 2023-08-09 | - |
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2023-05-17 | 2023-08-09 |
| CORPORATE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2023-05-17 | 2023-08-09 |
| Rep | 期貨合約交易 | 2006-04-27 | 2022-11-10 | |
| CORPORATE BROKERS LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-02-19 | |
| Rep | 證券交易 | 2003-04-01 | 2022-11-10 |