| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 就證券提供意見 | 2009-04-22 | 2012-04-28 |
| RO | 證券交易 | 2009-04-22 | 2012-04-28 | |
| Aberdeen International Investment Management Limited | RO | 就證券提供意見 | 2007-02-12 | 2009-04-30 |
| RO | 證券交易 | 2007-02-12 | 2009-04-30 | |
| Rep | 就證券提供意見 | 2006-10-05 | 2007-02-12 | |
| Rep | 證券交易 | 2006-10-05 | 2007-02-12 | |
| Deltroit (Hong Kong) Limited | Rep | 提供資產管理 | 2006-07-07 | 2006-09-22 |
| Rep | 就證券提供意見 | 2006-06-01 | 2006-09-22 | |
| ALBOURNE PARTNERS (ASIA) LIMITED | Rep | 就證券提供意見 | 2005-09-20 | 2006-04-13 |