| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BUCEPHALUS RESEARCH PARTNERSHIP LIMITED | RO | 就證券提供意見 | 2017-03-24 | 2019-05-31 |
| SF Partners Limited (HK) | RO | 就證券提供意見 | 2014-01-28 | 2017-05-31 |
| Credit Suisse Securities (Hong Kong) Limited | RO | 證券交易 | 2006-03-14 | 2013-03-08 |
| Credit Suisse (Hong Kong) Limited | RO | 證券交易 | 2005-06-02 | 2013-03-08 |
| Rep | 證券交易 | 2004-06-24 | 2005-06-02 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2004-03-15 |
| Rep | 就證券提供意見 | - | 2004-03-15 | |
| Rep | 提供資產管理 | - | 2004-03-15 | |
| Rep | 證券交易 | - | 2004-03-15 |