| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ant Global Partners (HK) Limited | RO | 提供資產管理 | 2026-01-30 | - |
| RO | 就證券提供意見 | 2025-06-02 | - | |
| Rep | 就證券提供意見 | 2025-06-02 | 2025-06-02 | |
| Credit Suisse (Hong Kong) Limited | RO | 就機構融資提供意見 | 2006-09-06 | 2023-01-31 |
| RO | 就證券提供意見 | 2006-09-06 | 2023-01-31 | |
| RO | 證券交易 | 2006-09-06 | 2023-01-31 | |
| Rep | 就機構融資提供意見 | 2005-04-14 | 2006-09-06 | |
| Rep | 就證券提供意見 | 2005-04-14 | 2006-09-06 | |
| Rep | 證券交易 | 2005-04-14 | 2006-09-06 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供資產管理 | 2003-04-01 | 2005-02-15 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2006-08-18 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2006-08-18 |