Moss, Alister Grahame
證監會中央編號:AIR657
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2024-05-20 | - |
| RO | 就證券提供意見 | 2024-05-20 | - | |
| RO | 證券交易 | 2024-05-20 | - | |
| Rep | 就機構融資提供意見 | 2015-11-02 | 2024-05-20 | |
| Rep | 就證券提供意見 | 2015-11-02 | 2024-05-20 | |
| Rep | 證券交易 | 2015-11-02 | 2024-05-20 | |
| Credit Suisse (Hong Kong) Limited | RO | 提供自動化交易服務 | 2010-11-24 | 2012-11-17 |
| RO | 就機構融資提供意見 | 2007-04-13 | 2012-07-23 | |
| RO | 就證券提供意見 | 2007-04-13 | 2012-11-17 | |
| RO | 證券交易 | 2007-04-13 | 2012-11-17 | |
| Rep | 就證券提供意見 | 2006-09-26 | 2007-04-13 | |
| Rep | 證券交易 | 2006-09-26 | 2007-04-13 | |
| Rep | 就機構融資提供意見 | 2006-09-22 | 2007-04-13 | |
| RO | 就機構融資提供意見 | 2006-02-14 | 2006-09-22 | |
| RO | 就證券提供意見 | 2006-02-14 | 2006-09-26 | |
| RO | 證券交易 | 2006-02-14 | 2006-09-26 | |
| Rep | 就機構融資提供意見 | 2005-04-19 | 2006-02-14 | |
| Rep | 就證券提供意見 | 2005-04-19 | 2006-02-14 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-22 | |
| Rep | 證券交易 | 2003-04-01 | 2006-02-14 |