| BARCLAYS CAPITAL ASIA LIMITED | RO | 期貨合約交易 | 2019-01-09 | 2022-05-13 |
| RO | 證券交易 | 2019-01-09 | 2022-05-13 |
| Rep | 期貨合約交易 | 2018-05-08 | 2019-01-09 |
| Rep | 證券交易 | 2018-05-08 | 2019-01-09 |
| Credit Suisse (Hong Kong) Limited | RO | 就期貨合約提供意見 | 2013-11-27 | 2017-03-25 |
| Credit Suisse Securities (Hong Kong) Limited | RO | 證券交易 | 2012-02-27 | 2017-03-25 |
| Credit Suisse (Hong Kong) Limited | RO | 提供自動化交易服務 | 2011-06-23 | 2013-11-01 |
| RO | 期貨合約交易 | 2011-06-23 | 2017-03-25 |
| RO | 證券交易 | 2009-11-30 | 2017-03-25 |
| Rep | 證券交易 | 2009-07-24 | 2009-11-30 |
| Rep | 提供自動化交易服務 | 2009-07-24 | 2011-06-23 |
| Rep | 期貨合約交易 | 2009-07-24 | 2011-06-23 |
| UBS SECURITIES ASIA LIMITED | RO | 證券交易 | 2005-04-27 | 2007-03-06 |
| Rep | 就機構融資提供意見 | - | 2005-02-04 |
| Rep | 提供資產管理 | - | 2005-02-04 |
| Rep | 就證券提供意見 | - | 2005-03-24 |
| Rep | 證券交易 | - | 2005-04-27 |