| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2013-08-15 | 2018-12-19 |
| Merrill Lynch Far East Limited | RO | 提供自動化交易服務 | 2013-08-15 | 2018-11-16 |
| RO | 期貨合約交易 | 2013-08-15 | 2023-03-24 | |
| RO | 證券交易 | 2013-08-15 | 2023-03-24 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 證券交易 | 2010-10-19 | 2013-03-23 |
| Credit Suisse (Hong Kong) Limited | RO | 提供自動化交易服務 | 2009-10-07 | 2013-03-23 |
| RO | 期貨合約交易 | 2009-10-07 | 2013-03-23 | |
| RO | 證券交易 | 2009-10-07 | 2013-03-23 | |
| Rep | 提供自動化交易服務 | 2009-04-03 | 2009-10-07 | |
| Rep | 期貨合約交易 | 2009-04-03 | 2009-10-07 | |
| Rep | 證券交易 | 2009-04-03 | 2009-10-07 |