| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 提供自動化交易服務 | 2012-05-30 | 2013-11-01 |
| RO | 就證券提供意見 | 2012-05-30 | 2017-01-01 | |
| RO | 期貨合約交易 | 2012-05-30 | 2017-01-01 | |
| RO | 證券交易 | 2009-01-30 | 2017-01-01 | |
| Rep | 提供自動化交易服務 | 2008-11-07 | 2012-05-30 | |
| Rep | 期貨合約交易 | 2008-11-07 | 2012-05-30 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-08-28 | 2008-11-24 |
| Rep | 期貨合約交易 | 2008-08-28 | 2008-11-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2005-07-28 | 2009-01-30 |